Financial services

BATC – Business Analytics for Trading Compliance

The Alithya Business Analytics for Trading Compliance (BATC) solution is a surveillance analysis framework for equity, fixed income, OTC derivatives, and foreign exchange trades. BATC allows trading compliance officers to mine alert messages and efficiently run complex queries for ad hoc or standard reporting needs.

BATC benefits

Alithya’s BATC solution helps trade compliance officers filter and navigate alerts, improve operational efficiency, and focus on critical regulatory concerns. With familiar reporting tools, such as Excel, users can:

  • View consolidated alert/trade data across multiple asset classes
  • Identify accounts exhibiting high concentrations of alerts over numerous timeframes
  • Monitor alerts against accounts on compliance watch lists
  • Search for recurring patterns of trading behaviour through a historic view
  • Generate summary statistics on alert messages or alert patterns to identify trends in trading behaviour
  • Perform analysis across multiple accounts and conduct firm-wide investigations to identify patterns of collusion
  • Take advantage of ad hoc reporting to tailor reports to meet changing regulatory requirements or business needs

The framework is scalable and robust, capable of supporting the large data volumes typically generated by trading algorithms and HFT traffic.

 

Downloads: BATC Brochure

For any inquiries, please contact us at sales@alithya.com